5 Introduction to Critical Theory
The practice of literary theory became a profession in the 20th century, but it has historical roots as far back as ancient Greece (Aristotle’s Poetics is an often cited early example), ancient India (Bharata Muni’s Natya Shastra), ancient Rome (Longinus’s On the Sublime) and medieval Iraq (Al-Jahiz’s al-Bayan wa-‘l-tabyinand al-Hayawan, and ibn al-Mu’tazz’s Kitab al-Badi). The aesthetic theories of philosophers from ancient philosophy through the 18th and 19th centuries are important influences on current literary study. The theory and criticism of literature are, of course, also closely tied to the history of literature.
The modern sense of “literary theory,” however, dates only to approximately the 1950s, when the structuralist linguistics of Ferdinand de Saussure began strongly to influence English language literary criticism. The New Critics and various European-influenced formalists (particularly the Russian Formalists) had described some of their more abstract efforts as “theoretical” as well. But it was not until the broad impact of structuralism began to be felt in the English-speaking academic world that “literary theory” was thought of as a unified domain.
In the academic world of the United Kingdom and the United States, literary theory was at its most popular from the late 1960s (when its influence was beginning to spread outward from elite universities like Johns Hopkins, Yale, and Cornell) through the 1980s (by which time it was taught nearly everywhere in some form).
By the early 1990s, the popularity of “theory” as a subject of interest by itself was declining slightly even as the texts of literary theory were incorporated into the study of almost all literature.
About
One of the fundamental questions of literary theory is “what is literature?” – although many contemporary theorists and literary scholars believe either that “literature” cannot be defined or that it can refer to any use of language. Specific theories are distinguished not only by their methods and conclusions, but even by how they define a “text.”
There are many types of literary theory, which take different approaches to texts. Even among those listed below, combine methods from more than one of these approaches (for instance, the deconstructive approach of Paul de Man drew on a long tradition of close reading pioneered by the New Critics, and de Man was trained in the European hermeneutic tradition).
Broad schools of theory that have historically been important include historical and biographical criticism, New Criticism, formalism, Russian formalism, and structuralism, post-structuralism, Marxism, feminism and French feminism, post-colonialism, new historicism, deconstruction, reader-response criticism, and psychoanalytic criticism.
Schools of Literary Theory
Listed below are some of the most commonly identified schools of literary theory, along with their major authors. In many cases, such as those of the historian and philosopher Michel Foucault and the anthropologist Claude Lévi-Strauss, the authors were not primarily literary critics, but their work has been broadly influential in literary theory.
- Aestheticism – often associated with Romanticism, a philosophy defining aesthetic value as the primary goal in understanding literature. This includes both literary critics who have tried to understand and/or identify aesthetic values and those like Oscar Wilde who have stressed art for art’s sake.
- Oscar Wilde, Walter Pater, Harold Bloom
- American pragmatism and other American approaches
- Harold Bloom, Stanley Fish, Richard Rorty
- Cognitive Cultural Studies – applies research in cognitive neuroscience, cognitive evolutionary psychology and anthropology, and philosophy of mind to the study of literature and culture
- Frederick Luis Aldama, Mary Thomas Crane, Nancy Easterlin, William Flesch, David Herman, Suzanne Keen, Patrick Colm Hogan, Alan Richardson, Ellen Spolsky, Blakey Vermeule, Lisa Zunshine
- Cultural studies – emphasizes the role of literature in everyday life
- Raymond Williams, Dick Hebdige, and Stuart Hall (British Cultural Studies); Max Horkheimer andTheodor Adorno; Michel de Certeau; also Paul Gilroy, John Guillory
- Darwinian literary studies – situates literature in the context of evolution and natural selection
- Deconstruction – a strategy of “close” reading that elicits the ways that key terms and concepts may be paradoxical or self-undermining, rendering their meaning undecidable
- Jacques Derrida, Paul de Man, J. Hillis Miller, Philippe Lacoue-Labarthe, Gayatri Spivak, Avital Ronell
- Gender (see feminist literary criticism) – which emphasizes themes of gender relations
- Luce Irigaray, Judith Butler, Hélène Cixous, Elaine Showalter
- Formalism – a school of literary criticism and literary theory having mainly to do with structural purposes of a particular text
- German hermeneutics and philology
- Friedrich Schleiermacher, Wilhelm Dilthey, Hans-Georg Gadamer, Erich Auerbach, René Wellek
- Marxism (see Marxist literary criticism) – which emphasizes themes of class conflict
- Georg Lukács, Valentin Voloshinov, Raymond Williams, Terry Eagleton, Fredric Jameson, Theodor Adorno, Walter Benjamin
- Modernism
- New Criticism – looks at literary works on the basis of what is written, and not at the goals of the author or biographical issues
- W. K. Wimsatt, F. R. Leavis, John Crowe Ransom, Cleanth Brooks, Robert Penn Warren
- New Historicism – which examines the work through its historical context and seeks to understand cultural and intellectual history through literature
- Stephen Greenblatt, Louis Montrose, Jonathan Goldberg, H. Aram Veeser
- Postcolonialism – focuses on the influences of colonialism in literature, especially regarding the historical conflict resulting from the exploitation of less developed countries and indigenous peoples by Western nations
- Edward Said, Gayatri Chakravorty Spivak, Homi Bhabha and Declan Kiberd
- Postmodernism – criticism of the conditions present in the twentieth century, often with concern for those viewed as social deviants or the Other
- Michel Foucault, Roland Barthes, Gilles Deleuze, Félix Guattari and Maurice Blanchot
- Post-structuralism – a catch-all term for various theoretical approaches (such as deconstruction) that criticize or go beyond Structuralism’s aspirations to create a rational science of culture by extrapolating the model of linguistics to other discursive and aesthetic formations
- Roland Barthes, Michel Foucault, Julia Kristeva
- Psychoanalysis (see psychoanalytic literary criticism) – explores the role of consciousnesses and the unconscious in literature including that of the author, reader, and characters in the text
- Sigmund Freud, Jacques Lacan, Harold Bloom, Slavoj Žižek, Viktor Tausk
- Queer theory – examines, questions, and criticizes the role of gender identity and sexuality in literature
- Judith Butler, Eve Kosofsky Sedgwick, Michel Foucault
- Reader-response criticism – focuses upon the active response of the reader to a text
- Louise Rosenblatt, Wolfgang Iser, Norman Holland, Hans-Robert Jauss, Stuart Hall
- Russian formalism
- Victor Shklovsky, Vladimir Propp
- Structuralism and semiotics (see semiotic literary criticism) – examines the universal underlying structures in a text, the linguistic units in a text and how the author conveys meaning through any structures
- Ferdinand de Saussure, Roman Jakobson, Claude Lévi-Strauss, Roland Barthes, Mikhail Bakhtin, Yurii Lotman, Umberto Eco, Jacques Ehrmann, Northrop Frye and morphology of folklore
- Eco-criticism – explores cultural connections and human relationships to the natural world
- Other theorists: Robert Graves, Alamgir Hashmi, John Sutherland, Leslie Fiedler, Kenneth Burke, Paul Bénichou, Barbara Johnson, Blanca de Lizaur, Dr Seuss
Multicultural Societies Explained
Click here to view the presentation “Multicultural Societies Explained” by Amendor As and Åse Elin Langeland, from NDLA.
New Criticism
New Criticism was a formalist movement in literary theory that dominated American literary criticism in the middle decades of the 20th century. It emphasized close reading, particularly of poetry, to discover how a work of literature functioned as a self-contained, self-referential aesthetic object. The movement derived its name from John Crowe Ransom’s 1941 book The New Criticism. Also very influential were the critical essays of T. S. Eliot, such as “Tradition and the Individual Talent” and “Hamlet and His Problems,” in which Eliot developed his notion of the “objective correlative.” Eliot’s evaluative judgments, such as his condemnation of Milton and Shelley, his liking for the so-called metaphysical poets and his insistence that poetry must be impersonal, greatly influenced the formation of the New Critical canon.
New Criticism developed as a reaction to the older philological and literary history schools of the US North, which, influenced by nineteenth-century German scholarship, focused on the history and meaning of individual words and their relation to foreign and ancient languages, comparative sources, and the biographical circumstances of the authors. These approaches, it was felt, tended to distract from the text and meaning of a poem and entirely neglect its aesthetic qualities in favor of teaching about external factors. On the other hand, the literary appreciation school, which limited itself to pointing out the “beauties” and morally elevating qualities of the text, was disparaged by the New Critics as too subjective and emotional. Condemning this as a version of Romanticism, they aimed for newer, systematic and objective method.[1]
New Critics believed the structure and meaning of the text were intimately connected and should not be analyzed separately. In order to bring the focus of literary studies back to analysis of the texts, they aimed to exclude the reader’s response, the author’s intention, historical and cultural contexts, and moralistic bias from their analysis.
The hey-day of the New Criticism in American high schools and colleges was the Cold War decades between 1950 and the mid-seventies, doubtless because it offered a relatively straightforward and politically uncontroversial approach to the teaching of literature. Brooks and Warren’s Understanding Poetryand Understanding Fiction both became staples during this era.
Studying a passage of prose or poetry in New Critical style required careful, exacting scrutiny of the passage itself. Formal elements such as rhyme, meter, setting, characterization, and plot were used to identify the theme of the text. In addition to the theme, the New Critics also looked for paradox, ambiguity,irony, and tension to help establish the single best and most unified interpretation of the text.
Although the New Criticism is no longer a dominant theoretical model in American universities, some of its methods (like close reading) are still fundamental tools of literary criticism, underpinning a number of subsequent theoretic approaches to literature including poststructuralism, deconstruction theory, and reader-response theory.
- For an overview, see Gerald Graff, Professing Literature, Chicago and London: The University of Chicago Press, 1987. ↵